Welcome to GRIP, Global Relay’s new digital information service on practical compliance and regulatory change.
Please enjoy this free trial of our subscription content service, for a limited time only.
SEA 1934 Rule s27B
-
SEC floats new rule to prevent conflict of interest in ASB trading
A rule amendment aimed at preventing the sale of asset-back securities (ASB) that are tainted by conflicts of interest has been proposed by the SEC.