Carmen Cracknell27 min listen
GRIP2 min read
Julie DiMauro53 min listen
A whistleblower can submit information:
In order to be eligible for an award in connection with the whistleblowing the whistleblower must declare under penalty of perjury that the information submitted is ture and correct to the best of their knowledge and belief.
The whistleblower’s identity must be disclosed and verified prior to the payment of the award.
Our in-brief roundup of notable stories from the last week.
GRIP2 min read
Key challenges to ensuring the credibility of carbon credits and steps the government can take to promote market integrity and transparency.
The SEC and CFTC recently convened a joint roundtable in Washington, D.C. to address how to modernize oversight between America’s financial markets regulators.
Alexander Barzacanos3 min read
Discussion highlights include execution gaps, shifting compliance roles, and emerging global risks.
Alexander Barzacanos3 min read
Acting Chair Caroline Pham invited public input on allowing tokenized assets to serve as collateral in regulated derivatives markets.
Alexander Barzacanos1 min read
In three days the CFTC withdrew three rules, citing duplication and confusion while leaving core obligations intact.
Vlada Gurvich4 min read
A CFTC no-action letter means that the commission will not take enforcement action against the JSCC for clearing swaps for US clients and US customers will gain access to better pricing and liquidity.
Hameed Shuja2 min read
Our in-brief roundup of notable stories from the last week.
GRIP2 min read