A whistleblower can submit information:
In order to be eligible for an award in connection with the whistleblowing the whistleblower must declare under penalty of perjury that the information submitted is ture and correct to the best of their knowledge and belief.
The whistleblower’s identity must be disclosed and verified prior to the payment of the award.
Brookings fellow and former CFTC chair says lawyers will exploit complexities in the current structure to reduce their clients' compliance burden.
Carmen Cracknell2 min read
The long-awaited draft bill hands the CFTC the biggest role in overseeing digital assets, marking a major step in clarifying who polices crypto and how.
Julie DiMauro4 min read
The significance of US legislation and the risk-management imperative.
Julie DiMauro3 min read
Our in-brief roundup of notable stories from the last week.
GRIP2 min read
Key challenges to ensuring the credibility of carbon credits and steps the government can take to promote market integrity and transparency.
The SEC and CFTC recently convened a joint roundtable in Washington, D.C. to address how to modernize oversight between America’s financial markets regulators.
Alexander Barzacanos3 min read
Discussion highlights include execution gaps, shifting compliance roles, and emerging global risks.
Alexander Barzacanos3 min read
Acting Chair Caroline Pham invited public input on allowing tokenized assets to serve as collateral in regulated derivatives markets.
Alexander Barzacanos1 min read