Julie DiMauro
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FINRA launches Financial Intelligence Fusion Center
Member firms can submit any threat intelligence they have via the FIFC portal and get targeted notifications.
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DOL unveils ‘historic’ proposal to allow alternative investments in 401(k)s
It boldly establishes which considerations fiduciaries need to address with respect to all of the investment alternatives available for a 401(k) plan, not just those products with alternative investment features.
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Rebecca Fike talks to GRIP about SEC enforcement and more
Fike, former SEC senior counsel, told us about the effects of uncertainty and tempered enforcement activity at the SEC on her clients, and her advice to them.
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Insurance policy considerations in a volatile energy sector
Two attorneys list some of the insurance considerations businesses can consider before making Venezuelan investments to mitigate their risks.
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Ericka Watson: Tips on taking charge of public data about you
Ericka Watson, Principal and CEO of Data Strategy Advisors, LLC, in conversation with GRIP’s Julie DiMauro, offered actionable tips for putting some privacy back into your online lifestyle.
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Ericka Watson: Controlling your personal data and understanding your privacy rights
Ericka Watson, Principal and CEO of Data Strategy Advisors, LLC, talked about adjusting privacy settings on our apps and learning what is being said about us in the public realm.
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Your Canada update: Electronic trading rules, insider status, and more
CIRO offers guidance on how to notify the agency about third-party risk management control providers and when agreements with them are terminated.
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Bipartisan bill seeks to ban sports bets on prediction markets
The bill, “The Prediction Markets Are Gambling Act,” would clarify that, under US law, no CFTC-registered entity can list a contract that closely resembles a sports bet or a casino-style game.