Julie DiMauro
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Podcast: Conway Dodge on the risks and opportunities of prediction markets
We discuss how this market offers opportunities for crowd forecasting and hedging certain risks but also carries significant risks regarding market manipulation, regulatory uncertainty, and more.
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EBA and NYDFS sign memo outlining supervision of international stablecoin activities
Although the MoU is not legally binding, it creates the blueprint for crossborder coordination in supervising and sharing information about stablecoin activities.
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DOJ urges accelerated review for government benefits fraud qui tam cases
Assistant AG Shumate says his new directive is in response to the “rise in fraudulent schemes” targeting federal benefits programs, such as Medicaid.
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SEC files action against individual for multimillion-dollar crypto-asset scheme
SEC alleges that Nathan Fuller told investors he would leverage proprietary AI bots to facilitate high-frequency arbitrage trading of crypto assets.
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Video: FINRA Annual 2026 offers spotlight on collaboration and innovation
Deirdre Patten, Director of Saenger Consulting Group, joined GRIP’s Julie DiMauro to share their impressions of the 2026 FINRA annual conference, noting the historic turnout this year.
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Podcast: Trade Commissioner Sara Wilshaw on Canada’s trade ambitions
Commissioner Wilshaw and her team are working to help her country maximize its strengths in the global trade arena to help Canadian businesses troubleshoot market access and grow.
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SEC says separation agreements violated Whistleblower Protection Rule
The SEC said the company violated its Rule 21F-17(a) because the separation agreements impeded participation in the SEC’s whistleblower program.
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Podcast: Julie Stapel and Elizabeth Goldberg on 401(k) plans
While the DOL creates fiduciary “safe harbors” to protect plan sponsors from litigation while expanding investment choices, what do compliance and legal pros need to keep in mind?