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Podcast: Monia Ben Nejima on AI governance across borders and the future of compliance
As regulators move from trialling AI to active oversight, firms face pressure to build governance structures to withstand scrutiny across multiple jurisdictions.
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NASAA revises model advertising rules for state-registered investment advisers
Amendments show convergence between state and federal approaches, while preserving state-level oversight intended to mitigate retail investor harm.
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Challenge to Minnesota tests constitutional limits of state climate litigation
Federal government seeks to frame Minnesota’s climate lawsuit as attempt to regulate global emissions through state law.
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US ESG roundup: Global standards and the Clean Air Act
ESG has not disappeared, it has reconfigured into enduring laws, regional pressure, and global nonbinding standards that continue to shape outcomes.
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SEC scrutinizes technology-driven disclosures
An SEC action against RYVYL, Inc, underscores how overstated claims about blockchain capabilities, coupled with omitted risk disclosures, can translate into antifraud liability even when wrapped in the language of innovation.
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Capital markets – the last architecture of global cohesion?
As geopolitical tensions redraw trade routes and alliances, could capital markets become the connective tissue that still binds the global economy together?
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CCO in health: The compliance architect behind modern care
GRIP speaks with Erica Powers, former VP and head of compliance operations at Sage Therapeutics, to better understand the critical role CCOs play in today’s healthcare landscape.
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The ESG case boom in arbitration is growing
In arbitration, those most affected by ESG and human rights harms are often visible in the facts of the dispute but remain structurally outside the proceedings themselves.
