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AstraZeneca faces US class action lawsuit amidst China regulatory probes
The lawsuit claims that UK’s largest listed company misled shareholders in connection with investigations by the Chinese government.
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Equinor and Danske Commodities fined €12m for gas market manipulation
The firms were sanctioned for breach of European regulation on wholesale energy market integrity and transparency – REMIT.
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What’s next for UK data privacy in 2025?
Report from Ashurt’s annual data privacy event, with a focus on the UK Information Commissioner’s Office planned guidance.
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Compliance & Conversation: The culture club
Leading figures from financial services discussed some of the pressing issues of the day including: conduct and culture, AI, recordkeeping and surveillance.
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Culture is everyone’s responsibility says HSBC’s Caoimhe Benmaou
HSBC’s global head of risk frameworks discussed the board’s role in developing and driving a strong ethical culture at the City & Financial Summit in London.
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FCA COO Emily Sheppard stresses the contagious nature of culture
Senior official explains why the FCA is updating rules and guidance on non-financial misconduct.
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Infinox Capital Ltd fined £99,200 in first MiFIR transaction reporting action
While the FCA has previously fined firms for transaction reporting failures, this marks the first enforcement action under MiFIR for such a breach.
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“We would be looking at the public interest in the round” says FCA’s Chambers on enforcement publicity
Second report from the Simmons & Simmons webinar where Therese Chambers answered questions on the practical implications of the proposal.