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Latest News
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Study finds TikTok’s carbon footprint is likely to exceed Greece’s
We take a look at the environmental and social costs of TikTok, including its carbon footprint and the role of finfluencers in sharing non-compliant financial promotions.
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FCA launches consultation on new PISCES private stock market
The proposals for a new private stock market have been given a boost as the UK regulator unveils plans to consult with the industry.
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Podcast: Mitch Hubble from Pathlight Associates on Skilled Person Reviews
We spoke about Mitch’s work in an FCA-approved Skilled Person Review panel firm, client experience, best practice and the Consumer Duty.
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European regulators call on financial institutions to integrate climate risks
Following “Fit-For-55” stress test, ESAs find transition risk losses alone unlikely to threaten EU financial stability.
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Name and shame 2.0: FCA seeks further views
The regulator has shared further clarity on name and shame plans with the caveat – “if the changes go ahead.” We ask stakeholders for their initial thoughts.
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Restrictions on bonuses relaxed for UK senior bankers
Top bankers will be able to access their bonuses faster as regulators relax City deferral and clawback rules.
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Barclays fined £40m over ‘reckless’ 2008 Qatar fundraising
Mark Taylor of Ibex Compliance identifies the key learning points from the FCA’s action against Barclays Bank.
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Upskilling compliance, trust in AI and enforcement discussed at roundtable
Compliance professionals wrestled with current challenges at the latest Hedge Funds Global Relay event in London.