-
Upskilling compliance, trust in AI and enforcement discussed at roundtable
Compliance professionals wrestled with current challenges at the latest Hedge Funds Global Relay event in London.
-
FCA to publish new update on name and shame plans next week
The FCA will “fundamentally reshape” its “name and shame” plans after backlash from the City of London and politicians.
-
Staff at NatWest banned from using major messaging apps
Use of WhatsApp, Facebook Messenger and Skype on work devices has been prohibited by UK bank NatWest.
-
Failure to prevent fraud to be a criminal offence in UK – will this be an effective deterrent?
The long-awaited Government Guidance is published – companies have until September 1, 2025 to implement “reasonable procedures”.
-
What the new payment options for investment research mean
FCA says new rules will make it easier to buy insight and analysis across borders. We spoke to Seung Earm from Ibex Compliance for the industry view.
-
CrowdStrike outage: FCA publishes lessons for operational resilience
Insight and observations on how firms responded to the CrowdStrike outage and their preparedness to respond to future incidents.
-
Non-financial misconduct survey signals data-driven approach by FCA
Ashurst webinar highlighted key survey results, discussed potential data challenges and suggested actions for firms.
-
Spotlight on new reporting obligations for energy markets participants
The next set of REMIT obligations include the monitoring and reporting of suspicious transactions or order reports.