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Indian billionaire Gautam Adani and associates indicted for massive bribery scheme
US investigators allege that Adani and co-conspirators bribed Indian officials and lied to investors.
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New rules outline CFIUS’s heightened enforcement powers
Maximum penalties increased, enforcement ability expanded.
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QOL Medical and CEO fined $47m for kickback scheme
The company overstated diagnostic claims to boost sales of its flagship product Sucraid.
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SEC sued by 18 state AGs for unconstitutional overreach
The suit relates to the SEC’s controversial position that most cryptocurrencies are securities.
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SEC commissioners address registration exemptions
The remarks came as prefaces to the November meeting of the Small Business Capital Formation Advisory Committee.
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Canada’s consumer regulator fines TD bank over rebate failures
The relatively small fine is added to a list of massive penalties the beleaguered Canadian bank has recently sustained.
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Elanco fined $15m for Reg S-K misrepresentations
Elanco’s use of sales incentives created misleading impressions of customer demand, the SEC stated.
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Acting SEC directors reflect on an unprecedented year
Topics included outreach efforts, enforcement actions, and the benefits of cooperation.