Vlada Gurvich50 min listen
GRIP2 min read
Carmen Cracknell, Jean Hurley<1 min read
CFTC Rule 23.201
Business records covered by this rule include governance, financial records and complaints.
Governance records to be retained include:
The long-awaited draft bill hands the CFTC the biggest role in overseeing digital assets, marking a major step in clarifying who polices crypto and how.
Julie DiMauro4 min read
The significance of US legislation and the risk-management imperative.
Julie DiMauro3 min read
Our in-brief roundup of notable stories from the last week.
GRIP2 min read
Key challenges to ensuring the credibility of carbon credits and steps the government can take to promote market integrity and transparency.
The SEC and CFTC recently convened a joint roundtable in Washington, D.C. to address how to modernize oversight between America’s financial markets regulators.
Alexander Barzacanos3 min read
Discussion highlights include execution gaps, shifting compliance roles, and emerging global risks.
Alexander Barzacanos3 min read
Acting Chair Caroline Pham invited public input on allowing tokenized assets to serve as collateral in regulated derivatives markets.
Alexander Barzacanos1 min read
In three days the CFTC withdrew three rules, citing duplication and confusion while leaving core obligations intact.
Vlada Gurvich4 min read
Further Reading