Article label: Quick Read
This year's gathering focuses on investor resilience and scams.
CFTC Rule 23.201
Requires swap dealers and major swap participants to keep full, complete and systematic records, with all pertinent data, of all it swaps activities, including transaction records, financial records, business records, marketing and sales materials, and others.
Rule Overview
Jurisdiction: United States
Regulator: CFTC
Topic: Recordkeeping
ECFR Title 17 Part 23Overview
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