CAT
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SEC announces exemption for CAT personal information requirement
The decision provoked a dissent from SEC commissioner Caroline Crenshaw.
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Tweet-related crypto class action to proceed, but faces significant headwinds
Class action against cryptocurrency exchanges for losses allegedly caused by collusion to delist the Bitcoin Satoshi Vision cryptocurrency.
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SIFMA 2024: Robert Cook talks about Reg BI and CAT
FINRA’s CEO discussed how the SEC’s flurry of rulemaking has affected his agency.
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Dissent over SEC changes to CAT funding scheme
SEC amendment to National market System Plan draws criticism from industry groups and divides commissioners.