-
Opinion: The time for compliance officers to join crypto firms is now
Julie DiMauro says the crypto sector offers real opportunity for ambitious and forward-thinking compliance professionals.
-
Assistant AG Kenneth Polite leaves legacy of CCO empowerment, self-reporting, data-driven investigations
Kenneth A Polite, Jr., head of the Justice Department’s Criminal Division, is leaving at the end of July, prompting assessments of his legacy.
-
NSCP membership has concerns about SEC’s proposed rules on safeguarding assets
We spoke to NSCP CEO Lisa Crossley and consultant Colleen Diles about why their comment letter to the SEC over Rule 206(4)-2 amendments.
-
Compliance officer pay rises 8% new report finds
BarkerGilmore releases annual Compliance Compensation Report, and our recruiter contacts provide a bit of added perspective.
-
Harris announces New York State to collect supervisory costs from licensed crypto businesses
Adrienne Harris unveils NYDFS process to assess operating costs for virtual currency businesses.
-
DoJ chief signals move to empower compliance officers
DOJ considering requiring both the CEO and the CCO to certify that their company’s compliance program is reasonably designed and implemented.