Custody Rule 206(4)-2 – Global Relay Intelligence & Practice

Custody Rule 206(4)-2

Audit

Improving accounting controls beyond your audit

March 21, 2024

Practical advice for compliance teams when completing essential reviews in adherence with the SEC’s Custody Rule.

Valerie Ruppel | Bovill, Ryan Stibich | Bovill Newgate1 min read
SEC

SEC unveils new private fund reforms – scope and best compliance practice

September 19, 2023

Reforms bring several significant requirements applicable to private fund managers, including non-US based advisers and exempt reporting advisers.

Valerie Ruppel | Bovill9 min read