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UK General Election: What the manifestos mean for the financial services sector
A summary of the most significant proposals affecting the financial services sector.
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FCA work in review May 20-24, 2024
Two big fines and three major speeches in our latest roundup of activity by the UK regulator.
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Whatever happened to the Edinburgh Reforms?
Has anything changed since the announcement of the Edinburgh Reforms?
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GR compliance roundtable: AIFMD II, DORA, cyber and LinkedIn messaging
Reporting from Global Relay’s quarterly asset manager compliance roundtable – December 2023.
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HM Treasury consults on measuring regulatory contribution to UK competitiveness
Secondary regulatory objectives may become more prominent performance benchmarks despite continuing support of regulatory independence.
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Hedge fund compliance roundtable emphasises need for definition
Lack of clarity over desired compliance standards exercised senior professionals at our regular discussion forum.
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Fine for former CIO at TSB breathes new life into senior manager conduct rules
Regulator’s action may consider rethink on outsourcing as senior manager accountability moves centre stage.
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The UK’s Big Bang 2.0 – bonfire or bluff?
Will the UK government’s Edinburgh Reforms deliver on the game-changing rhetoric or turn out to be more of a damp squib?