FCA-Market Watch 68
-
Venue and data completeness in the spotlight at GR Bank and broker roundtable
Also discussed in this informative and collegial session was communication surveillance and the focus of recent supervisory visits.
-
Market abuse risk in rates and fixed income markets
The Financial Conduct Authority has identified gaps in surveillance of web-based trading platforms. We examine why firms are not identifying potential market abuse and what they should do about it.