Form 10-Q
-
Elanco fined $15m for Reg S-K misrepresentations
Elanco’s use of sales incentives created misleading impressions of customer demand, the SEC stated.
-
SEC charges four companies for underreporting Sunburst data breach damage
The four settlements come nearly one year after the SEC sued SolarWinds for misleading investors about its cybersecurity controls.
-
SEC charges Ideanomics and three executives with accounting and disclosure fraud
The SEC settled fraud charges against Ideanomics, its CEO and two former executives for misleading financial reporting and disclosures.
-
US-listed Chinese companies hit audit trouble, plus Robinhood investigated
PCAOB flags major deficiencies, Robinhood discloses investigation for ‘off-channel comms’.
-
SEC’s Share Repurchase Modernization Rule – the why, what, who, when and how
We explain the new rule and why it hasn’t met with universal approval.