GRIP1 min read
Julie DiMauro26 min listen
GRIP1 min read
Also discussed in this informative and collegial session was communication surveillance and the focus of recent supervisory visits.
Thomas Hyrkiel3 min read
The Financial Conduct Authority has identified gaps in surveillance of web-based trading platforms. We examine why firms are not identifying potential market abuse and what they should do about it.
Alex Viall3 min read