Names Rule
-
SEC’s Names Rule gets updated compliance dates
Modification allows for compliance based on timing of annual fund disclosure and reporting obligations tied to fund’s fiscal year-end.
-
In 2023, the future of compliance and regulation was just beginning
Our US editor Julie DiMauro reflects on the events of 2023, and what they suggest 2024 might bring.
-
What’s in a name? The SEC adopts amendments to its 2-decades-old ‘Names Rule’
The changes take aim at the many funds that attract investor interest with names that might not accurately reflect their actual strategies.