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XLOD London 2024: Addressing the proliferation of trade venues
Panelists from Bank of America, NatWest and Natixis discussed the challenges of multiple trade venues.
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GRIP Extra: Cash app Dave in regulatory cross-hairs, Shell wins appeal
Other news includes obesity crisis in America, CFTC awards to whistleblowers, COP29 tensions and pension reforms in the UK.
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XLOD London 2024: Evaluating the transformative role of AI in surveillance programs
Experts from Morgan Stanley, Société Géneralé and BNY discussed the challenges posed by AI.
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XLOD London 2024: Assessing the risk and control landscape for 2025
The first of a series of reports from XLOD London features a panel discussion with experts from Standard Chartered, Lloyds Bank, and Citigroup.
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GRIP Extra: Predictions of deregulation in US, corporate culture problems in Australia
Other news includes restrictions on AI chips going to China, Spanish floods have significant impact on insurers and TikTok’s Canadian entity shuttered.
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NSCP 2024: Panel discusses data security strategies and Reg S-P changes
Panelists at the annual gathering made key recommendations as firms prepare to comply with amendments to Regulation S-P.
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How to get the most from our new look
We’ve made some small improvements to the site – here’s how and what it means for you.
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NSCP 2024: Off-channel communications the focus of discussions
NSCP conference participants discussed recordkeeping enforcement actions, policy recommendations, and predictions about future enforcement patterns.