-
Book reviews: Recommended reads for the holiday season
A selection of favorite books recommended and reviewed by GRIP authors and contributors in 2024.
-
GRIP Extra: McKinsey slapped with $650m fine for pharma work, CFPB goes after Zelle
Other news includes a startling fact about North Korean crypto theft, a damning report about the management of Credit Suisse, and a potential Honda-Nissan merger.
-
Podcast: CCO Courtney Reid is optimistic about the state of compliance in 2025
US Content Manager Julie DiMauro spoke to Courtney Reid, CCO at MassMutual’s retail broker-dealer, about her outlook on the compliance role.
-
GRIP Extra: Trump advisers seek to axe bank regulators, China seeks to relax monetary policies
Other news includes Japan planning to create a four-day work week, updates in the Trafigura bribery trial, and a big FTC fine against Fortnite.
-
Podcast: Mitch Hubble from Pathlight Associates on Skilled Person Reviews
We spoke about Mitch’s work in an FCA-approved Skilled Person Review panel firm, client experience, best practice and the Consumer Duty.
-
GRIP Extra: Trump nominates Atkins for SEC chair, Musk tries to block OpenAI’s for-profit move
Other news includes a $123m penalty against McKinsey for bribery, and a Nomura wealth manager being charged with attempting to murder–yes, murder–customers.
-
Podcast: SEC Commissioner Hester Peirce on 2024 and the road ahead
In this episode of the GRIP Podcast, Commissioner Peirce spoke about rulemaking via enforcement and what she sees ahead for the US securities watchdog in the next calendar year.
-
XLOD London 2024: Regulator insights on the future of risk management and controls
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.