- Regulation
- Technology
- Resources
Latest News
SEA 1934 Rule 13a-15
-
SEC charges RR Donnelley for inadequate cybersecurity-related accounting controls
SEC settles charges over Exchange Act disclosure controls, but two commissioners dissent.
-
Bribes, crypto fraud and unregistered brokers attract SEC charges
In this week’s roundup, we see a mix of charges, including disclosure failings within a donor data management software company.
-
Activision Blizzard charged $35m for disclosure control failings and violating whistleblower rule
The gaming company failed to implement necessary controls to collect and review employee complaints about workplace misconduct.