SEA 1934 Rule 3a71-3(d)(1)(vi) – Global Relay Intelligence & Practice

Welcome to GRIP, Global Relay’s new digital information service on practical compliance and regulatory change.

Please enjoy this free trial of our subscription content service, for a limited time only.

SEA 1934 Rule 3a71-3(d)(1)(vi)

SEC

SEC tables rule changes to eliminate paper filing

March 28, 2023

Regulator pushes structured data requirements and streamlining of rules connected to form submissions.

Thomas Hyrkiel1 min read