SEC Regulation S-K
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Cyber risk to the C-Suite: Navigating personal liability and regulatory compliance
With SolarWinds as a backdrop, the authors look at negligence in cybersecurity in terms of personal accountability and a firm’s integrity.
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SEC charges former CEO of Church & Dwight for hiding friendship with company executive
The independent director was accused of violating proxy regulations by concealing the relationship.
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US Fifth Circuit tells SEC to rework stock buyback disclosure rule
Several business groups sue the SEC to block new rules requiring public companies to disclose more details about stock buybacks.
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SEC adopts cybersecurity, strategy, governance, and incident disclosure rules
The rules will require registrants to describe processes for identifying and managing material risks from cybersecurity threats.
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SEC charges Stanley Black & Decker over executive perks disclosure
SEC settles charges against Stanley Black & Decker for failing to disclose perks it provided certain executives, but imposes no money penalty.
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SEC’s Share Repurchase Modernization Rule – the why, what, who, when and how
We explain the new rule and why it hasn’t met with universal approval.