Trade Surveillance Practice Guide Principle 2.13 – Global Relay Intelligence & Practice

Trade Surveillance Practice Guide Principle 2.13

Fintech

Comms monitoring takes centre stage with global regulators

November 1, 2023

If your firm is subject to one or multiple regimes, you should ensure your controls and approach are aligned with the relevant regulators’ expectations.

Eoghan Hartigan | Bovill Newgate, Damon Batten | Bovill, Sylvaine de Gantes | Bovill4 min read