Global Relay Intelligence & Practice – All the latest news, insights, and publications from Global Relay.

Expert industry insight and practical guidance you won’t find elsewhere.

FCA

FCA guidance on non-financial misconduct: What firms need to know before September 2026

March 25, 2026

Firms should take steps now to identify and mitigate NFM-related risks, including improving culture (a key driver of good conduct).

Constance Shaw | Fox Williams, Sebastian Sayer | Fox Williams5 min read
Regulation

ASIC roundup: Macquarie in court, trimmed regulation, plus more

March 25, 2026

The Australian Securities and Investments Commission’s latest actions and news, March 10-20, 2026.

Hameed Shuja3 min read
AI

White House releases AI legislation framework

March 24, 2026

Back in December, President Trump signed an executive order referring to a national framework for AI that was being crafted; now it’s ready.

Julie DiMauro3 min read
CFTC

CFTC and Division of Market Oversight issue releases on prediction markets and event contracts

March 24, 2026

A look at how the current administration intends to regulate event contracts and prediction markets.

Robert A. Schwartz | Morgan Lewis, Stacie Hartman | Morgan Lewis, Nikita Cotton | Morgan Lewis5 min read

Compliance More on Compliance

Compliance

Badly fitting risk – lessons from impact investment

March 24, 2026

When buying off-the-shelf guff policies leads to poor risk management: what to look out for and what to avoid.

Rupert Evill | Ethics Insight5 min read
Compliance

OPINION: Why remediation fails after notice

March 24, 2026

Structural persistence, compliance theater, and the limits of institutional correction.

Thomas E. Zordani4 min read
Enforcement

TradeStation Securities to pay OFAC $1.1m for apparent sanctions breaches

March 19, 2026

The settlement amount took into account the significant remedial measures TradeStation implemented after discovering the apparent violations, OFAC said.

Julie DiMauro3 min read
ESG

What’s in a name? Part 3: Future outlook

March 19, 2026

Three-part series exploring the regulation, practice, and future of ESG/sustainability-related fund names.

Vasilka Lalevska, Vlada Gurvich8 min read

More on Compliance

Regulation More on Regulation

Regulation

Financial regulation 2.0: What EU regulatory evolution means for practitioners

March 25, 2026

Regulation targeting the financial sector continues to evolve. We explore the EU’s future approach, where reforms are balanced with core safeguards – alongside perspectives from other key markets for the Nordic and Baltic region.

Vasilka Lalevska, Thomas Hyrkiel, Julie DiMauro, Vlada Gurvich, Jean Hurley, Hameed Shuja8 min read
Regulation

Rising costs already affecting 2026 ACA Marketplace enrollees

March 24, 2026

A KFF survey conducted about a month after open ACA enrollment ended in most states found higher costs are making enrollees rethink their options.

Kevin Kinsella1 min read
Regulation

Senate Democrats announce initiative to rein in “Big Insurance”

March 23, 2026

In the lead up to the 2026 midterm elections, a group of 12 democrats will develop policies focused on reversing recent cost increases, making healthcare simpler, and taking on corporate greed.

Kevin Kinsella2 min read
US State Regulation

NY bill would crack down on chatbots impersonating licensed professionals

March 23, 2026

The first-of-its-kind regulation could influence other states to adopt similar rules in the areas of healthcare, mental health, legal services, and financial advising.

Kevin Kinsella2 min read

More on Regulation

Technology More on Technology

AI

MAS publishes AI risk management toolkit for Singapore financial sector

March 24, 2026

The toolkit is a result of Project MindForge, launched by MAS in mid-2023, to strengthen AI risk management for financial institutions.

Hameed Shuja2 min read
AI

Can AI models be asked to forget things?

March 23, 2026

Understanding what we mean by memory when talking about AI is essential.

Sohail Rajabi | Global Relay2 min read
Data

Dog bites gorilla: Telehealth company admits to patient data scheme

March 20, 2026

The lawsuit alleges that nearly 300,000 patient records were accessed.

Kevin Kinsella2 min read
Crypto

SEC and CFTC act ahead of Congress with joint crypto guidance

March 20, 2026

The guidance says most digital assets are not securities but stops short of creating a full market framework.

Alexander Barzacanos3 min read

More on Technology

ResourcesMore on Resources

Podcasts

Podcast: Alice Hrdy and Rob Schwartz discuss the digital asset and embedded finance landscape

March 23, 2026

Alice and Rob spoke about tokenized assets, GenAI, buy-now pay-later, the predictions marketplace, and more.

Julie DiMauro39 min listen
GRIP Extra

GRIP Extra: AMLA begins groundwork for direct supervision, White House unveils federal AI framework

March 23, 2026

Our in-brief roundup of notable stories from the last week.

GRIP3 min read
Conferences and events

Data Insights Shoosmiths 2026: Security in the age of AI abuse

March 20, 2026

The practical reality of AI-augmented threats, who should be responsible for governance, and how to deal with the pitfalls of vendor management.

Jean Hurley2 min read
Conferences and events

Humans in the lead: Unpacking the ‘pact’ in AI and ADM

March 19, 2026

Panel at Shoosmiths data event discussed legal and ethical tightrope of automated decision-making (ADM), and the evolving role of human intervention under the UK’s post-Brexit data regime.

Jean Hurley2 min read

More on Resources