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The commission granted ElectronX's request to continue applying the reporting regime for self-cleared contracts to its direct participants.
Highlights
The Commission has proposed updates to registered transfer agent regulations, seeking to align decades-old rules with electronic recordkeeping and blockchain-based securities activity.
CFTC found material, nonpublic information was used in breach of duty of trust and confidence to trade event contracts on the prediction platform.
The main message: Banks need to take certain precautions when discussing information that could reveal the existence of a SAR.
Highlights
Spotlight
DOJ launches national prosecutor-led, cross-agency fraud detection center
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Compliance
There is concern that senior managers may now find themselves under considerably greater personal and professional pressure.
Regulation
DOJ is increasing enforcement on Medicare Advantage upcoding as recent settlements reveal widespread issues with unsupported diagnoses and inflated payments.
Technology
Andrew Bailey warned G20 on systemic financial risks from leverage and AI impacts, urging stronger governance and recovery measures.
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Efforts to combat fraud in the spotlight