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ASIC roundup: Dishonest conduct, false info, and superannuation focus

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images

Martina Lindberg

3 min read
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The Australian Securities & Investments Commission’s latest actions and news, November 18 – 22, 2024.

Ian Reid suspended by FSCP – November 22, 2024

Financial adviser Ian Reid has been suspended by the Financial Services and Credit Panel (FSCP) for three months after failing to comply with obligations when providing advice to three clients. The FSCP found that Reid relied on old statements which did not apply to

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