- Regulation
- Technology
- Resources
Latest News
- Industry
-
Getting ready for CASS 15: What should your priorities be?
Firms have nine months until the rules come into force on May 7, 2026.
-
Client asset protection: Hong Kong and UK considerations
Both sets of regulations aim to mitigate the loss of client money and assets through segregation.
-
Responding effectively to your CASS audit
Pushing forward with remediation should now be a priority for CASS personnel.
-
What firms can do to prepare for CASS 15
The FCA is aiming to remove ambiguity around safeguarding processes and better align them with the Client Asset Sourcebook.
-
CASS: New considerations on prudent segregation
Using prudent segregation, and what industry challenges lie ahead.