Former SEC regulator Janaya Moscony warns that rule scrapping doesn’t necessarily equate to “a hands off regulator.”
Janaya Moscony | SEC31 min read
Could new rulemakings reshape how registrants operate in digital markets?
Janaya Moscony | SEC32 min read
The final part in this series of 3: Compliance as an ongoing commitment of documentation, consistency, and continuous improvement.
Janaya Moscony | SEC37 min read
Part 2, in a series of 3, on common compliance mistakes investment advisers make.
Janaya Moscony | SEC34 min read
Part 1, in a series of 3, on common compliance mistakes investment advisers make. First – how to build an engaging compliance manual.
Janaya Moscony | SEC35 min read
SEC exams are likely to stay just as rigorous, if not become even more detail-oriented.
Janaya Moscony | SEC35 min read
Practical tips to help you stay steady in the storm.
Janaya Moscony | SEC34 min read
The SEC is signaling a more streamlined, flexible approach to co-investment rules.
Janaya Moscony | SEC31 min read