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Gensler speech offers a look back at 2024 rulemaking
Gary Gensler spoke of how his agency has updated the securities laws to promote US capital markets and spur economic success.
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PCAOB spotlight on auditor responsibilities in making comms about illegal acts
The Spotlight reminds auditors of their obligations to make timely and appropriate communications about illegal acts by a company during an audit of its financial statements.
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Meta receives $840m fine from EU regulators for ‘unfair market competition practices’
Regulators say Meta is abusing its market position by tying its ads services to Facebook.
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FinCEN alert on fraud schemes involving deepfake media
Alert is part of Treasury’s broader effort to provide information on opportunities and challenges of AI.
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Canada’s consumer regulator fines TD bank over rebate failures
The relatively small fine is added to a list of massive penalties the beleaguered Canadian bank has recently sustained.
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Staff at NatWest banned from using major messaging apps
Use of WhatsApp, Facebook Messenger and Skype on work devices has been prohibited by UK bank NatWest.
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Elanco fined $15m for Reg S-K misrepresentations
Elanco’s use of sales incentives created misleading impressions of customer demand, the SEC stated.
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Directors, take note: Practical tips for UK directors to avoid personal liability
Directors’ pitfalls: practical guidance for directors seeking to avoid personal liability in light of the recent Wright v Chappell case.