We spoke about the US landmark crypto currency lawsuit – Ripple, the UK Digital Assets Bill and Harley’s work in tracing and recovering digital assets.
US Content Manager Julie DiMauro spoke to Courtney Reid, CCO at MassMutual’s retail broker-dealer, about her outlook on the compliance role.
We spoke about Mitch’s work in an FCA-approved Skilled Person Review panel firm, client experience, best practice and the Consumer Duty.
In this episode of the GRIP Podcast, Commissioner Peirce spoke about rulemaking via enforcement and what she sees ahead for the US securities watchdog in the next calendar year.
We spoke about a lawyer’s approach to AI under professional responsibility rules and about teaching future lawyers on having an ethical approach to the tech.
We spoke about how the UFLPA has greatly changed the scope of due diligence importing businesses were doing before.
We spoke about: CrowdStrike outage, Ashley Madison data breach, prevalence of cyberattacks, government oversight and regulation.
We spoke about how these certifications and audits are just points in time – but can add greater confidence regarding corporate data security controls.