Dan Nikci, Founder and Managing Partner of Applied Fund Solutions, discusses his work with the alternative investment community.
Alexander Barzacanos and Dan Nikci of Applied Fund Solutions discuss his work with the alternative investment community and common risks and best practices.
We talked about:
A transcript of the podcast is available here.
Alexander Barzacanos chats with Dan Nikci, founder of alternative investment fund service provider Applied Fund Solutions.
Each firm used unapproved communication methods, or off-channel communications, to send and receive messages that were required to be maintained under the securities laws, the SEC said.
In this episode of the GRIP Podcast, Commissioner Peirce spoke about rulemaking via enforcement and what she sees ahead for the US securities watchdog in the next calendar year.
At a recent monitoring conference, hosted by XLOD, a number of global surveillance leaders gave their views on the oversight of eComms.
