In this episode, GRIP’s US Content Manager, Julie DiMauro, and SEC Commissioner Hester Peirce discussed the following topics:
- Peirce’s growing concerns with the amount and scope of the off-channel communications recordkeeping enforcement actions.
- Her thoughts on why rulemaking by enforcement is not effective and what a better path forward for her agency looks like.
- How a Compliance Officer Advisory Committee could help foster greater communication and collaboration between industry stakeholders and regulators.
- Her perspective on a more permissive stance toward digital assets and the technology undergirding them that have applications in traditional finance.
- Her thoughts on a new era for the federal securities regulator in 2025 and beyond.
A transcript of the podcast is available here.
