This rule harmonizes recordkeeping requirements for those firms regulated by both the CFTC and SEC.
The highest level of timeliness is expected in connection with a firm’s response to a production request by the CFTC.
From a potential national bitcoin reserve to a more pro-crypto regulatory posture, this sector is gearing up for at least some transformation.
Julie DiMauro, Hameed Shuja3 min read
The authorities awarded whistleblowers close to $300m less in 2024 compared to 2023.
Martina Lindberg3 min read
Amendments include permitting certain sovereign debt investments and the replacement of LIBOR with SOFR.
Alexander Barzacanos1 min read
The agency’s annual report highlights record-breaking penalties driven by actions against Binance and FTX.
Alexander Barzacanos2 min read
Move aims to provide framework for how market participants can apply existing policies and procedures to use DLT for non-cash collateral in line with margin requirements.
Julie DiMauro3 min read
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
Alex Viall4 min read
House Financial Services Committee Chairman Patrick McHenry signals plans to alter oversight of prudential banking regulators.
Julie DiMauro7 min read
Other news includes obesity crisis in America, CFTC awards to whistleblowers, COP29 tensions and pension reforms in the UK.
GRIP1 min read
Further Reading