A recent fight over the CFTC’s position calls into question a complex regulatory taxonomy.
This rule harmonizes recordkeeping requirements for those firms regulated by both the CFTC and SEC.
The highest level of timeliness is expected in connection with a firm’s response to a production request by the CFTC.
A recent fight over the CFTC’s position calls into question a complex regulatory taxonomy.
Alexander Barzacanos 1 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
The change comes a few weeks after the SEC ended its own “no-deny” policy.
Alexander Barzacanos 2 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
A Google software engineer allegedly used confidential search data to make around $1.2m on “near-perfect” search term predictions.
Alexander Barzacanos 2 min read
Our in-brief roundup of notable stories from the last week.
GRIP 3 min read
Firms, however, must maintain strict adherence to existing requirements until these changes are officially adopted.
Janaya Moscony | SEC3 1 min read
Further Reading