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FINTRAC hits five real estate brokerages with C$368k in AML penalties
Five firms face administrative monetary penalties after exams found gaps in AML programs and suspicious transaction reporting.
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OPINION: ESG or bust
Jelena Savic-Brkic discusses the standardization of ESG reporting and says ESG 2.0 can deliver superior long-term financial and societal value.
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GRIP Extra: Exec order targets state AI regulations, EU digital omnibus published
Our in-brief roundup of notable stories from the last week.
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Canada Minister of Foreign Affairs announces more Russia sanctions under SEMA
Additions include 13 individuals, 11 entities, and 100 vessels from Russia's shadow fleet.
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GRIP Extra: IOSCO sets standards on neo-brokers and tokenization, AT&T readies $177m breach settlement
Our in-brief roundup of notable stories from the last week.
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CIRO advances phase 2 of its UMIR Guidance Update Project
The guidance clarifies trading rules expectations without imposing additional obligations.
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Canada’s SAR pilot program and a possible rule change from the SEC
Voluntarily adoption of semi-annual financial reporting (SAR) as part of a multi-year pilot is inline with SEC Chair Atkins supporting a shift from quarterly reporting.
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FINTRAC publishes private-to-private information sharing guidance
Canadian government moves to close gaps in its AML regime.