Julie DiMauro31 min listen
GRIP3 min read
Vlada Gurvich50 min listen
Notification to the FCA requires sufficient indications that a transaction or order might constitute market abuse.
The regulator said there is evidence of good practice too, but that firms can do better in adhering to the Consumer Duty.
Hameed Shuja3 min read
Report signals how firms need to ensure their journeys balance efficiency with delivering good outcomes under the Consumer Duty.
Mac McGuire | Ocorian4 min read
Our regular roundup of the latest news and developments from the FCA.
Carmen Cracknell2 min read
Challenge by firm to seek judicial review of FCA decision fails but case provides an insight into FCA decision-making and the approach to investigation announcements.
Katie Stephen | Norton Rose Fulbright5 min read
The reforms would largely preserve the current UK short-selling framework while reflecting the updates of the SSR 2025 and introducing targeted operational changes.
Ben Maconick | CMS, Tom Callaby | CMS4 min read
A dive into the FMSB's findings on wholesale markets: changes to market participation, trade execution electronification, new asset classes, and shifting geography markets.
Jean Hurley3 min read
MPs have accused the government of being too slow to bring critical third-party service providers under the remit of UK regulators but ministers insist work is underway.
Hameed Shuja3 min read
We talk about the ramifications for employers who ignore employee burnout.
Carmen Cracknell, Jean Hurley<1 min read