FCA SUP 15.10

The updates are aimed at those in scope of FCA operational resilience rules in SYSC 15A, and trading venues.

UK investor sentenced after using ChatGPT to forge documents and stage a takeover bid.

FCA’s latest Primary Market Bulletin 66 provides guidance on whether or not an incident constitutes "inside information."

What recent allegations about catastrophe risk modeling mean for insurers’ boards and senior managers.

FCA warns firms to review consumer contracts for unfair terms under the Consumer Rights Act 2015 and Consumer Duty, or face redress.

FCA insights for wholesale banks on data, resilience, algorithmic trading, AI, financial crime, conduct, and crypto-asset regulation.

Our regular roundup of the latest news and developments from the FCA.

Includes removal of the Certification Regime and Directory, moving SMFs from pre-approval, and reducing firms in the Enhanced regime.