The SEC filed an order for administrative and cease-and-desist proceedings against Cincinnati-based Horter Investment Management and its CEO, Drew Horter. Horter Investment was ordered to pay a civil money penalty in the amount of $100,000 to the SEC.
According to the securities regulator, an investigation following the 2019 conviction of Kimm
In
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day
