AI security
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SEC, CFTC ding 12 firms for recordkeeping violations – dissenting voices get louder
The fines totalled over $115m – with one firm dodging the bullet but still finding sympathy from two dissenting commissioners.
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SEC brings RegBI action against dually registered firm for flouting rule’s care obligations
SEC alleges the firm and representative failed to exercise reasonable diligence, care, and skill in making recommendations.
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Opinion: What we talk about when we talk about AI
It’s been a big week for AI, so what should regulators conclude after the slick presentations and grand claims?
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Global debate on AI regulation gathers pace with call for international panel
Eric Schmidt and Mustafa Suleyman call for AI version of climate body IPCC as policy debates in US and UK hot up.
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New report questions credibility of UK approach to AI regulation
Ada Lovelace Institute raises significant questions about gaps in coverage and resourcing.