The FCA has offered firms temporary flexibility to comply with “naming and marketing” rules under the SDR regime until April 2, 2025.
Jean Hurley2 min read
How to comply with compliance rules on both sides of the Atlantic without being penalised.
We spoke to David Berman and Emily Lemaire about greenwashing your products, your services and your firm. Tips and best practices.
Jean Hurley<1 min read
Guidance to help firms understand and comply with the new rule.
Kushal Gandhi | CMS, Tom Dane | CMS, Laura Houët | CMS2 min read
Joint report by CMS and Solomonic looks at banking dispute trends in 2023 and key issues for 2024.
Jean Hurley5 min read
New rule protects consumers by ensuring sustainable products and services are accurately described.
Jean Hurley4 min read
The FCA expects firms’ sustainability-related claims about products and services to stand up, but the regulator is still not clear about precise scope.
At SIFMA’s Annual Conference this week, regulators, industry practitioners and advisers gathered to discuss the state of compliance and the legal environment in 2024.
Julie DiMauro5 min read