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Latest News
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ASIC roundup: serious governance failures, and Kraken operator to pay A$8m
The Australian Securities & Investments Commission’s latest actions and news, December 9 – 13, 2024.
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ASIC roundup: Insurers on notice for complaints handling failures, adviser banned
The Australian Securities & Investments Commission’s latest actions and news, December 2 – 6, 2024.
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ASIC roundup: $A1.25m penalty for unlicensed conduct, and gym director charged
The Australian Securities & Investments Commission’s latest actions and news, November 25 – 29, 2024.
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ASIC roundup: Dishonest conduct, false info, and superannuation focus
The Australian Securities & Investments Commission’s latest actions and news, November 18 – 22, 2024.
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ASIC’s new enforcement priorities focus on cost-of-living pressures
Australian regulator’s enforcement priorities include focus on businesses trying to avoid consumer credit protections, and debt management.
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ASIC roundup: TPD insurance claims failures, and A$187,800 penalty for not lodging reports
The Australian Securities & Investments Commission’s latest actions and news, November 11 – 15, 2024.
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ASIC roundup: Director misled investors, action to wind up 95 companies
The Australian Securities & Investments Commission’s latest actions and news, November 4 – 8, 2024.
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ASIC roundup: Unconscionable conduct, and the need for AI governance
The Australian Securities & Investments Commission’s latest actions and news, October 28 – November 1, 2024.