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ASIC roundup: A$20,625 penalty for audit issues, and action against blockchain mining companies
The Australian Securities & Investments Commission’s latest actions and news, April 2 – 12, 2024.
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ASIC roundup: Prison for insider trading, and first win on greenwashing civil penalty action
The Australian Securities & Investments Commission’s latest actions and news, March 25 – 28, 2024.
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Westpac Banking Corporation charged A$1.8m for unconscionable conduct
Westpac’s pre-hedging exposed its client to significant risk, resulting in latest of series of fines for the firm.
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ASIC roundup: A$12m penalty for misleading representations, fee disclosure failures
The Australian Securities & Investments Commission’s latest actions and news, November 20 – 24, 2023.
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ASIC roundup: GenZ finance, investor alert list, and cybersecurity focus
The Australian Securities & Investments Commission’s latest actions and news, November 6 – 17, 2023.
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ASIC roundup: recordkeeping failures, and disqualified directors
The Australian Securities & Investments Commission’s latest actions and news, October 16 – 27, 2023.
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ASIC roundup: Illegal phoenix activity, and bank fined A$15m for misleading customers
The Australian Securities & Investments Commission’s latest actions and news, September 25 – 29, 2023.
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ASIC roundup: unconscionable conduct over account fees, and trading concerns
The Australian Securities & Investments Commission’s latest actions and news, September 18 – 22, 2023.