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ASIC roundup: unlicensed crypto offering, and financial advantage by deception
The Australian Securities & Investments Commission’s latest actions and news, January 29 – February 9, 2024.
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ASIC roundup: A$12m penalty for misleading representations, fee disclosure failures
The Australian Securities & Investments Commission’s latest actions and news, November 20 – 24, 2023.
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ASIC roundup: recordkeeping failures, and disqualified directors
The Australian Securities & Investments Commission’s latest actions and news, October 16 – 27, 2023.
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ASIC urges stakeholders to improve reporting and audit obligations
Inadequate operating and financial review disclosures top list of shortcomings as A$215m adjusted in one year.
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ASIC roundup: illegal phoenix activity and false crypto license claims
The Australian Securities & Investments Commission’s latest actions, August 11 – 18, 2023.
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ASIC roundup: Forged signatures, and a record fine for pricing discount failures
The Australian Securities & Investments Commission’s latest actions, June 26 – 30.
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ASIC roundup: Insider trading and directors’ failings
The Australian Securities & Investments Commission’s latest actions, June 13 – 22.
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ASIC roundup: defrauding investors and multiple bans
Week 23’s Australian Securities and Investments Commission activity.