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The UK regulator recently published a list of common errors it observed from asset management firms applying for authorization or variation of permission.
FCA publishes data showing authorization metrics continue to improve.
Martina Lindberg, Jean Hurley2 min read
Gavin Stewart asks if the NAO’s criticism of the FCA is fair, and ponders the role the NAO plays.
Gavin Stewart2 min read
The FCA is concerned firms are using the permissions regime to “add credibility to their unregulated activities”. Ben Blackett-Ord has some thoughts
Ben Blackett-Ord | Bovill2 min read
Gavin Stewart looks back at last week’s regulatory events, featuring challenger banks, crypto promotions, FCA authorizations and BNPL schemes.
Gavin Stewart3 min read
Former UK regulator and active financial services commentator Gavin Stewart offers a selective omnibus of a few of the summer’s more interesting events, including some that were less obvious…
Gavin Stewart3 min read