Welcome to GRIP, Global Relay’s new digital information service on practical compliance and regulatory change.
Please enjoy this free trial of our subscription content service, for a limited time only.
Cash Solicitation Rule
-
SEC charges firm for paying ‘finfluencers’ and violating former Cash Solicitation Rule
In its second Marketing Rule enforcement announced this week. SEC charges firm for paying ‘finfluencers’ without proper disclosure in place.