CCO liability
-
Directors, take note: Practical tips for UK directors to avoid personal liability
Directors’ pitfalls: practical guidance for directors seeking to avoid personal liability in light of the recent Wright v Chappell case.
-
In 2023, the future of compliance and regulation was just beginning
Our US editor Julie DiMauro reflects on the events of 2023, and what they suggest 2024 might bring.
-
SEC’s Gurbir Grewal calls for culture of proactive compliance
SEC enforcement chief sets out three pillars underpinning effective culture, offers assurance on CCO liability.
-
SEC Commissioner Mark Uyeda prepared and unscripted at NSCP conference
Commissioner tells annual gathering to prepare for additional workload caused by ‘overactive’ regulator.