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Private funds don’t need to re-invent the wheel to adapt to harmonization
Time to adapt your compliance frameworks to address regulatory challenges.
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How to manage global implementation and regulatory change projects
Practical steps to manage global implementation and change in rule-mapping, regulation and governance.
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Five ways to stay compliant with US data privacy regulations
New data obligations have come into force in the US. Here’s what you need to do.
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New report from Global Relay highlights scale of compliant comms crisis
First annual Compliant Communication Report reveals an industry struggling to deal with the pace and range of change.
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SEC roundup: Fraud schemes, misleading non-GAAP disclosure, and compliance failures
An $850m fraud scheme that funded a businessman’s lavish lifestyle features among the SEC’s charges this week.
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SEC to strengthen ethics rules on personnel trading and data collection
The regulator is proposing to expand holding restrictions and implement automatic data imports.
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Waiting for the deluge
The SEC’s aggressive rulemaking agenda is piling more pressure than ever on already resource-constrained compliance officers.
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Anatomy of a modern compliance department
Increasing regulatory expectations make it vital for organizations to have a well-resourced, highly skilled compliance department. We take a deep dive into what it should look like and why.