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Latest News
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GRIP Extra: McKinsey slapped with $650m fine for pharma work, CFPB goes after Zelle
Other news includes a startling fact about North Korean crypto theft, a damning report about the management of Credit Suisse, and a potential Honda-Nissan merger.
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GRIP Extra: Trump advisers seek to axe bank regulators, China seeks to relax monetary policies
Other news includes Japan planning to create a four-day work week, updates in the Trafigura bribery trial, and a big FTC fine against Fortnite.
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FINMA clarifies investor disclosure rules
The new circular sets out the regulator’s expectations centered on providing investors with adequate information to enable them to make informed investment decisions.
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FCA work in review October 1-9, 2024
Our at-a-glance guide to recent FCA activity.
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Activist investor Macellum Advisors hit with $75k penalty for failing to disclose third-party payments
The firm was accused by the SEC of failing to disclose potential conflicts of interest resulting from the fees it received from outside investors.
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FCA takes Bluecrest redress scheme case back to court after tribunal rebuke
Regulator argues judges made errors in deciding to block its plans.
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ASIC roundup: American Express to pay A$8m penalty, and multiple bannings
The Australian Securities & Investments Commission’s latest actions and news, July 15 – 19, 2024.
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Gensler speaks about AI and the risk of AI-washing, conflicts, deception
Publicly traded companies that misleadingly promote their use of AI risk engaging in “AI-washing” and running foul of US securities law, said SEC Chair Gary Gensler.