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FCA chief asks politicians to define ‘acceptable level of harm to consumers’
Remarks come as the government continues to militate for regulators to take a more pro-growth approach to regulation.
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FTC sets sights on deceptive claims that lure people into purported “opportunities”
The agency is proposing changes to the business opportunity rule and the rule covering deceptive earnings claims in response.
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OPINION: US regulatory compliance outlook for 2025
Let’s take a look ahead to 2025 and think about how the regulatory and compliance landscape could undergo transformation – or not.
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ASIC’s new enforcement priorities focus on cost-of-living pressures
Australian regulator’s enforcement priorities include focus on businesses trying to avoid consumer credit protections, and debt management.
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Warnings from the UK Competition and Markets Authority about business practices
What you need to know about warning and advisory letters.
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ASIC roundup: Consumers misled, and changes to Executive Leadership team
The Australian Securities & Investments Commission’s latest actions and news, October 7 – 18, 2024.
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FCA calls for better understanding of ‘regulation-growth connection’ after criticism
After some unsually pointed remarks from the government the FCA makes a case for its current approach.
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FCA adviser strategy to review consolidators and data-led supervision
Time for financial advisers and investment intermediaries to review their processes as additional regulatory scrutiny looms.