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Latest News
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ASIC roundup: serious governance failures, and Kraken operator to pay A$8m
The Australian Securities & Investments Commission’s latest actions and news, December 9 – 13, 2024.
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ASIC roundup: record fine for Macquarie Bank, and A$12.9m greenwashing penalty
The Australian Securities & Investments Commission’s latest actions and news, September 23 – 27, 2024.
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OCC updates bank accounting FAQs
Bank Accounting Advisory Series updates revised for clarity.
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ASIC roundup: A$5m penalty for breaching continuous disclosure obligations
The Australian Securities & Investments Commission’s latest actions and news, August 5 – 9, 2024.
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ASIC roundup: A$11.3m penalty for Mercer, and falsified signatures on audit documents
The Australian Securities & Investments Commission’s latest actions and news, July 29 – August 2, 2024.
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ASIC roundup: ‘ASX Pump and Dump Group’, and futures market manipulation
The Australian Securities & Investments Commission’s latest actions and news, July 22 – 26, 2024.
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ASIC roundup: Unlicensed credit activity, adviser banned, director disqualified
The Australian Securities & Investments Commission’s latest actions and news, May 20 – 24, 2024.
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ASIC roundup: Imprisonment for misleading share trading
The Australian Securities & Investments Commission’s latest actions and news, April 22 – 26, 2024.