Customer protection rule – Global Relay Intelligence & Practice

Customer protection rule

SEC

SEC announces 2024 exam priorities

October 26, 2023

Guidance on where to focus when preparing for the 2024 SEC exams.

Valerie Ruppel | Bovill, Ryan Stibich | Bovill Newgate6 min read
SEC

SEC votes to amend money-market fund and BD customer protection rules

July 14, 2023

Regulator moves to increase resilience of money-market funds, but there are dissenting voices.

Julie DiMauro3 min read