Diversity & inclusion
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GRIP Extra – strikes end on the East Coast, EU imposes tariffs on Chinese EVs
Also in the news this week SEC charges in pre-IPO scheme; another sentence connected to Brazil’s Odebrecht and a Singapore graft investigation results in charges against tycoon.
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XLoD London 2023: Breaking Barriers: Senior female leaders across the three lines of defense
This was arguably one of the most insightful sessions at the ‘must attend’ event for surveillance experts on the sellside and buyside.
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SIFMA issues State of the Industry Briefing, FINRA recaps on Reg BI
Trade association assesses market trends while regulator pulls together guidance on Reg BI.