EU-MAR Article 15
-
Increase in suspected insider trading, and more inspection revealed in Danish FSA report
The Financial Supervisory Authority in Denmark undertook more inspections and reduced investigation times.
-
AMF fines three individuals for alleged market manipulation
The share price of 39 companies was swayed in order to generate profits for members of the group.
-
Danske Bank fined NKr 50m for market manipulation
According to the Norwegian regulator a reference swap rate was intentionally driven higher at the time of pricing in order to produce higher trading profits.
-
FCA says that misleading market communication practices persist
The FCA has highlighted continuing concern about ‘flying’ and ‘printing’ and the failure of firm management to deal effectively with both practices.