FCA MAR 7A.3.2 – Global Relay Intelligence & Practice

FCA MAR 7A.3.2

Enforcement

Citi incurs £61.6m in fines for lack of effective trading controls

May 22, 2024

Deficiencies compounded human error and led to the accidental execution of $1.4 billion of erroneous orders.

Thomas Hyrkiel2 min read