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Financial misconduct
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Podcast: Emma Parry on conduct risk, whistleblowing and “speak-up” culture
We spoke to Emma Parry about her role as an expert witness in a high court case, her experience as head of global conduct risk and the fallout of recent whistleblowing cases.
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JP Morgan fined $350m for deficient trade surveillance program
The bank failed to surveil billions of trades on at least 30 global trading venues.
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Eversheds financial services overview touches on Odey case
Speakers said the FCA’s investigation into Odey Asset Management will be a “test of where the FCA is at now”.