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Nikhil Rathi reappointed as FCA chief by UK Treasury for a second term
This is the first time an FCA chief has been reappointed for a second term. Rathi will now stay in the role until 2030.
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CMA reaches settlement with four banks in sensitive information sharing case
Four of the banks that were being investigated have agreed to pay fines totalling more than $132m collectively.
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ASIC roundup: $A1.25m penalty for unlicensed conduct, and gym director charged
The Australian Securities & Investments Commission’s latest actions and news, November 25 – 29, 2024.
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New ASIC report showcases increased investigations and civil proceedings
The Commission started more investigations, yet criticism still present as total fines and civil penalties decreased substantially.
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ASIC roundup: Consumers misled, and changes to Executive Leadership team
The Australian Securities & Investments Commission’s latest actions and news, October 7 – 18, 2024.
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ASIC roundup: Suspicious gold vaults, ‘brazen and greedy’ fraud
The Australian Securities & Investments Commission’s latest actions and news, September 4 – 13, 2024.
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Former Swedbank CEO Birgitte Bonnesen sentenced to prison
Bonnesen provided misleading information about money laundering connections in the bank’s Estonian offices to Swedish news media.
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SEC charges ex-finance director at CIRCOR International with accounting fraud
Company settled SEC charges for related accounting controls violations, avoiding penalties because of its self-reporting, cooperation and remediation efforts.