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Latest News
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ASIC roundup: Insurers on notice for complaints handling failures, adviser banned
The Australian Securities & Investments Commission’s latest actions and news, December 2 – 6, 2024.
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Crypto wrap: UK uncovers laundering scheme, crypto advocate to lead SEC, and more
Latest developments in the world of crypto.
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OPINION: UK’s new suspicious banking transaction measures are welcome
The new law seems a necessary and sensible step in the ever-expanding battle against the fraudsters, writes Martin Kenney.
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FCA work in review: November 19-29, 2024
Our at-a-glance guide to recent FCA activity.
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SEC adds 20 unregistered entities to PAUSE list
Some of the named entities pretended to be other legitimate investment companies and fake regulators.
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Gautam Adani indictment: What are the consequences?
Guatam Adani’s indictment is big news. We assess the immediate and long-term consequences for him and his business empire.
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UK parliamentary group calls the FCA ‘dishonest and incompetent’
The report is based on evidence and testimonies shared by individuals who have had direct dealings with the UK regulator.
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Harnessing AI to strengthen ethics and compliance in modern risk landscapes
Promoting a culture of responsible AI use can revolutionize compliance programs and fraud detection.