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The undercover hedge funds financing activist short sellers
When Wall Street’s self-styled financial detectives allege malfeasance, these silent partners stand to reap the benefits.
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Failure to prevent fraud to be a criminal offence in UK – will this be an effective deterrent?
The long-awaited Government Guidance is published – companies have until September 1, 2025 to implement “reasonable procedures”.
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FCA work in review: November 5-10, 2024
Our at-a-glance guide to recent FCA activity.
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OPINION: In defense of the UK’s head of Serious Fraud Office: I can both “confirm and deny”
Criticism of SFO’s current chief Nick Ephgrave says more about the critics than him, writes Tony McClements.
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BoE’s Sarah Breeden warns against AI complacency and announces new consortium
The Bank’s deputy governor wants more done to understand benefits and risks of emerging technology.
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FCA work in review: October 28-November 4, 2024
Our at-a-glance guide to recent FCA activity.
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JP Morgan affiliates to pay $151m to resolve five SEC enforcement actions
Five SEC enforcement actions include allegations that some advisers’ recommendations were not in the best interest of clients.
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Trafigura discloses $1.1 billion potential hit for ongoing Mongolian petroleum fraud saga
Discovery prompts employee suspensions and potential management changes.